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STEPHANIE KORENMAN Partner




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STEPHANIE KORENMAN
BIOGRAPHY REPRESENTATIVE MATTERS ADMISSIONS EDUCATION EXPERIENCE PROFESSIONAL AND COMMUNITY ACTIVITIES SELECTED PUBLICATIONS
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● Author, Morgan Stanley Smith Barney's "EFS Director Training Manual", part of the EFS Director Accreditation Program (complete revision, June 2010), a comprehensive and authoritative treatment of restricted, control and concentrated stock issues.
● Author, "Repeat . . . Executives Can Control Their Retirement . . . Repeat," Solutions Magazine (internal Smith Barney publication) (Winter 2008).
● Co-Author, "Trade Order Disclosure," Compliance Reporter, December 6, 2005.
● Co-Author, "The Selling Away Case: Rethinking the Firm's Defenses," Journal of Investment Compliance (Fall 2003).
● Co-Author, "How to Appeal SRO Enforcement Decisions," Association of the Bar of the City of New York, Self-Regulatory Organizational Practice (2003).
● Co-Author, "Regulation and Use of Electronic Signatures," American Conference Institute, Fifth National Conference on Securities Trading on the Internet (2001).
● Co-Author, "Implementing E-Signatures: Legal and Practical Considerations," American Conference Institute, Fourth National on Securities Trading on the Internet (2000).
● Contributing Author, "Misrepresentations of Secondary Actors in the Sale of Securities: Does In re Enron Square with Central Bank?" 59 Business Lawyer 975 (May 2004).
● Contributing Author, "New Ways to Make 'Em Talk: Real Time Enforcement, Sarbanes-Oxley and the Corporate Order," Journal of Investment Compliance (Winter 2003).
● Contributing Author, "New Developments in SEC Enforcement: Targets, Methods and Remedies," American Conference Institute, Securities Enforcement and Litigation (2002).
● Contributing Author, "How to Think About Electronic and Digital Signatures: A Tutorial From a Litigator's Perspective," American Conference Institute, Conference on Securities Regulation (2000).